Adler Group S.A.: Veröffentlichung gemäß Artikel 11(6) des luxemburgischen Transparenzgesetzes mit dem Ziel der europaweiten Verbreitung

DGAP Stimmrechtsmitteilung: Adler Group S.A.
Adler Group S.A.: Veröffentlichung gemäß Artikel 11(6) des luxemburgischen
Transparenzgesetzes mit dem Ziel der europaweiten Verbreitung

01.07.2022 / 13:40
Veröffentlichung einer Stimmrechtsmitteilung übermittelt durch DGAP - ein
Service der EQS Group AG.
Für den Inhalt der Mitteilung ist der Emittent / Herausgeber verantwortlich.

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ANNEX A: Standard form for notification of major holdings

  NOTIFICATION OF MAJOR HOLDINGS
  (to be sent to the relevant
  issuer and to the CSSF)i
  1. Identity of the issuer or
  the underlying issuer of
  existing shares to which
  voting rights are attachedii:
  ADLER Group S.A.
  2. Reason for the notification
  (please tick the appropriate
  box or boxes): X An
  acquisition or disposal of
  voting rights X An acquisition
  or disposal of financial
  instruments An event changing
  the breakdown of voting rights
  Other (please specify)iii:
  Exercise of instruments
  3. Details of person subject
  to the notification
  obligationiv:
  Name: Bank of America                    City and
  Corporation, Wilmington, DE,             country of
  United States of America (the)           registered
                                           office (if
                                           applicable):
  4. Full name of shareholder(s)
  (if different from 3.)v:
  5. Date on which the threshold                         22/0-
  was crossed or reachedvi:                              6/20-
                                                         22
  6. Total positions of
  person(s) subject to the
  notification obligation:
                                   % of   % of voting  To-    Total
                                  voting     rights    tal    number of
                                  rights    through    of     voting
                                   atta-   financial   both   rights of
                                  ched to instruments  in %   issuervii
                                  shares   (total of   (7.A
                                  (total    7.B.1 +    +
                                  of 7.A)    7.B.2)    7.B)
  Resulting situation on the       2.43 %        3.81 %   6.23  117,510,233
  date on which threshold was                                %
  crossed or reached
  Position of previous              n/a %         n/a %    n/a
  notification (if applicable)                               %
  7.
  Noti-
  fied
  details
  of the
  resul-
  ting
  situati-
  on on
  the
  date on
  which
  the
  thres-
  hold
  was
  crossed
  or
  reached-
  viii:
  A:
  Voting
  rights
  atta-
  ched to
  shares
  Class/-         Number                                    % of
  type of         of                                        voting
  shares          voting                                    rights
  ISIN            right-
  code            six
  (if
  possibl-
  e)
   Direct                 Indi-          Direct           Indi-
  (Art. 8                  rect          (Art. 8          rect
   of the                 (Art.          of the           (Art.
  Transpa-                 9 of         Transpa-          9 of
   rency                   the            rency            the
    Law)                  Trans-          Law)           Trans-
                          paren-                         paren-
                            cy                             cy
                           Law)                           Law)
  LU12501-                                2,853,742          0.00 %        2.43
  54413                                                                       %
                                                                  %           %
                                                                  %           %
  SUBTOTA-        2,853,-                                    2.43 %
  L A                 742
  (Direct
  &
  Indirec-
  t)

  B 1:
  Financi-
  al
  Instru-
  ments
  accor-
  ding to
  Art.
  12(1)(a-
  ) of
  the
  Transpa-
  rency
  Law
  Type of                  Expi-   Exer-                    Number               % of
  financi-                 rati-   ci-                      of                   vo-
  al                       on      se/                      voting               ting
  instru-                  datex   Con-                     rights               righ-
  ment                             ver-                     that                 ts
                                   sion                     may be
                                   Peri-                    acqui-
                                   odxi                     red if
                                                            the
                                                            instru-
                                                            ment
                                                            is
                                                            exerci-
                                                            sed/
                                                            conver-
                                                            ted.
  Right                    N/A     N/A                      4,147,-              3.53
  to                                                        269                    %
  Recall
  Right                    N/A     N/A                      5                    0.00
  of Use                                                                           %
                                                                                   %
                                   SUBT-                    4,147,-              3.53
                                   OTAL                     269                  %
                                   B.1

  B 2:
  Financi-
  al
  Instru-
  ments
  with
  similar
  econo-
  mic
  effect
  accor-
  ding to
  Art.
  12(1)(b-
  ) of
  the
  Transpa-
  rency
  Law
  Type of   Ex-                    Exer-             Phy-            Num-               % of
  financi-  pi-                    ci-               si-             ber                vo-
  al        ra-                    se/               cal             of                 ting
  instru-   ti-                    Con-              or              vo-                righ-
  ment      on                     ver-              cash            tin-               ts
            da-                    sion              sett-           g
            tex                    Peri-             le-             rig-
                                   odxi              ment-           hts
                                                     xii
  Swaps     29/-                   N/A               Cash            325-               0.28
            07/-                                                     ,03-                 %
            202-                                                     3
            2 -
            05/-
            05/-
            202-
            5
                                                                                          %
                                                                                          %
                                                     SUBT-           325-               0.28
                                                     OTAL            ,03-               %
                                                     B.2             3

  8. Information in relation to
  the person subject to the
  notification obligation:
  (please tick the applicable
  box) Person subject to the
  notification obligation is not
  controlled by any natural
  person or legal entity and does
  not control any other
  undertaking(s) holding directly
  or indirectly an interest in
  the (underlying) issuer.xiii X
  Full chain of controlled
  undertakings through which the
  voting rights and/or the
  financial instruments are
  effectively held starting with
  the ultimate controlling
  natural person or legal
  entityxiv (please provide a
  separate organisational chart
  in case of a complex
  structure):
                No.               Na-   % of    % of voting T-  Directly
                                  me-  voting     rights    o-  control-
                                  xv   rights     through   t-   led by
                                       held by   financial  a-    (use
                                      ultimate  instruments l   number(s)
                                      control-    held by   o-  from 1st
                                        ling     ultimate   f    column)
                                      person or controlling b-
                                      entity or  person or  o-
                                        held     entity or  t-
                                      directly     held     h
                                       by any   directly by
                                      subsidia-     any
                                      ry if it  subsidiary
                                      equals or    if it
                                      is higher  equals or
                                      than the   is higher
                                      notifia-   than the
                                         ble    notifiable
                                      threshold  threshold
  1                                Ba-
                                   nk
                                   of
                                   Am-
                                   er-
                                   ic-
                                   a
                                   Co-
                                   rp-
                                   or-
                                   at-
                                   io-
                                   n
  2                                NB                               1
                                   Ho-
                                   ld-
                                   in-
                                   gs
                                   Co-
                                   rp-
                                   or-
                                   at-
                                   io-
                                   n
  3                                Bo-                              2
                                   fA-
                                   ML
                                   Je-
                                   rs-
                                   ey
                                   Ho-
                                   ld-
                                   in-
                                   gs
                                   Li-
                                   mi-
                                   te-
                                   d
  4                                Bo-                              3
                                   fA-
                                   ML
                                   EM-
                                   EA
                                   Ho-
                                   ld-
                                   in-
                                   gs
                                   2
                                   Li-
                                   mi-
                                   te-
                                   d
  5                                ML                           6-  4
                                   UK                           .-
                                   Ca-                          1-
                                   pi-                          7-
                                   ta-                          %
                                   l
                                   Ho-
                                   ld-
                                   in-
                                   gs
                                   Li-
                                   mi-
                                   te-
                                   d
  6                                Me-                              5
                                   rr-
                                   il-
                                   l
                                   Ly-
                                   nc-
                                   h
                                   In-
                                   te-
                                   rn-
                                   at-
                                   io-
                                   na-
                                   l
                                   -
  1                                Ba-
                                   nk
                                   of
                                   Am-
                                   er-
                                   ic-
                                   a
                                   Co-
                                   rp-
                                   or-
                                   at-
                                   io-
                                   n
  2                                NB                               1
                                   Ho-
                                   ld-
                                   in-
                                   gs
                                   Co-
                                   rp-
                                   or-
                                   at-
                                   io-
                                   n
  7                                BA-                              2
                                   C
                                   No-
                                   rt-
                                   h
                                   Am-
                                   er-
                                   ic-
                                   a
                                   Ho-
                                   ld-
                                   in-
                                   g
                                   Co-
                                   mp-
                                   an-
                                   y
  8                                Ba-                              7
                                   nk
                                   of
                                   Am-
                                   er-
                                   ic-
                                   a,
                                   Na-
                                   ti-
                                   on-
                                   al
                                   As-
                                   so-
                                   ci-
                                   at-
                                   io-
                                   n
                                   -
  1                                Ba-
                                   nk
                                   of
                                   Am-
                                   er-
                                   ic-
                                   a
                                   Co-
                                   rp-
                                   or-
                                   at-
                                   io-
                                   n
  2                                NB                               1
                                   Ho-
                                   ld-
                                   in-
                                   gs
                                   Co-
                                   rp-
                                   or-
                                   at-
                                   io-
                                   n
  9                                Bo-                              2
                                   fA
                                   Se-
                                   cu-
                                   ri-
                                   ti-
                                   es-
                                   ,
                                   In-
                                   c
  10                               Me-                              9
                                   rr-
                                   il-
                                   l
                                   Ly-
                                   nc-
                                   h
                                   Pr-
                                   of-
                                   es-
                                   si-
                                   on-
                                   al
                                   Cl-
                                   ea-
                                   ri-
                                   ng
                                   Co-
                                   rp-
                                   .

  9. In case of proxy voting: The
  proxy holder named will cease
  to hold % and number of voting
  rights as of .

  10. Additional informationxvi:
    Done at  United Kingdom  On  30/06/2022
Notes

i Please note that national forms may vary due to specific national
legislation (Article 3(1a) of Directive 2004/109/EC) as for instance the
applicable thresholds or information regarding capital holdings.

ii Full name of the legal entity and further specification of the issuer or
underlying issuer, provided it is reliable and accurate (e.g. address, LEI,
domestic number identity).

iii Other reason for the notification could be voluntary notifications,
changes of attribution of the nature of the holding (e.g. expiring of
financial instruments) or acting in concert.

iv This should be the full name of (a) the shareholder; (b) the natural
person or legal entity acquiring, disposing of or exercising voting rights
in the cases provided for in Article 9 (b) to (h) of the Transparency Law;
or (c) the holder of financial instruments referred to in Article 12(1) of
the Transparency Law.

As the disclosure of cases of acting in concert may vary due to the specific
circumstances (e.g. same or different total positions of the parties,
entering or exiting of acting in concert by a single party) the standard
form does not provide for a specific method how to notify cases of acting in
concert.

In relation to the transactions referred to in points (b) to (h) of Article
9 of the Transparency Law, the following list is provided as indication of
the persons who should be mentioned:

- in the circumstances foreseen in letter (b) of Article 9 of that Law, the
natural person or legal entity that acquires the voting rights and is
entitled to exercise them under the agreement and the natural person or
legal entity who is transferring temporarily for consideration the voting
rights;

- in the circumstances foreseen in letter (c) of Article 9 of that Law, the
natural person or legal entity holding the collateral, provided the person
or entity controls the voting rights and declares its intention of
exercising them, and natural person or legal entity lodging the collateral
under these conditions;

- in the circumstances foreseen in letter (d) of Article 9 of that Law, the
natural person or legal entity who has a life interest in shares if that
person or entity is entitled to exercise the voting rights attached to the
shares and the natural person or legal entity who is disposing of the voting
rights when the life interest is created;

- in the circumstances foreseen in letter (e) of Article 9 of that Law, the
controlling natural person or legal entity and, provided it has a
notification duty at an individual level under Article 8, under letters (a)
to (d) of Article 9 of that Law or under a combination of any of those
situations, the controlled undertaking;

- in the circumstances foreseen in letter (f) of Article 9 of that Law, the
deposit taker of the shares, if he can exercise the voting rights attached
to the shares deposited with him at his discretion, and the depositor of the
shares allowing the deposit taker to exercise the voting rights at his
discretion;

- in the circumstances foreseen in letter (g) of Article 9 of that Law, the
natural person or legal entity that controls the voting rights;

- in the circumstances foreseen in letter (h) of Article 9 of that Law, the
proxy holder, if he can exercise the voting rights at his discretion, and
the shareholder who has given his proxy to the proxy holder allowing the
latter to exercise the voting rights at his discretion (e.g. management
companies).

v Applicable in the cases provided for in Article 9 (b) to (h) of the
Transparency Law. This should be the full name of the shareholder who is the
counterparty to the natural person or legal entity referred to in Article 9
of that Law unless the percentage of voting rights held by the shareholder
is lower than the 5% threshold for the disclosure of voting rights holdings
(e.g. identification of funds managed by management companies).

vi The date on which threshold is crossed or reached should be the date on
which the acquisition or disposal took place or the other reason triggered
the notification obligation. For passive crossings, the date when the
corporate event took effect.

vii The total number of voting rights shall be composed of all the shares,
including depository receipts representing shares, to which voting rights
are attached even if the exercise thereof is suspended.

viii If the holding has fallen below the 5% threshold, please note that it
is not necessary to disclose the extent of the holding, only that the new
holding is below that threshold.

ix In case of combined holdings of shares with voting rights attached
'direct holding' and voting rights 'indirect holding', please split the
voting rights number and percentage into the direct and indirect columns -
if there is no combined holdings, please leave the relevant box blank.

x Date of maturity/expiration of the financial instrument i.e. the date when
right to acquire shares ends.

xi If the financial instrument has such a period - please specify this
period - for example once every 3 months starting from [date].

xii In case of cash settled instruments the number and percentages of voting
rights is to be presented on a delta- adjusted basis (Article 12(2) of the
Transparency Law).

xiii If the person subject to the notification obligation is either
controlled and/or does control another undertaking then the second option
applies.

xiv The full chain of controlled undertakings starting with the ultimate
controlling natural person or legal entity also has to be presented in the
cases in which only on subsidiary level a threshold is crossed or reached
and the subsidiary undertaking discloses the notification as only then the
market always gets the full picture of the group holdings. In case of
multiple chains through which the voting rights and/or financial instruments
are effectively held the chains have to be presented chain by chain leaving
a row free between different chains (e.g.: A, B, C, free row, A, B, D, free
row, A, E, F etc.). Numbers shall be attributed to all persons or entities
within the group in column 1 in order to allow a clear indication of the
control structure in column 6. The names of all undertakings of the control
chain shall be provided in column 2, even if the number of the directly held
voting rights and/or financial instruments is not equal or higher than the
notifiable threshold. Columns 3 & 4 shall indicate the holdings of those
persons or entities directly holding the voting rights and/or financial
instruments if the holding is equal or higher than the notifiable threshold.

xv The names of controlled undertakings through which the voting rights
and/or financial instruments are effectively held have to be presented
irrespectively whether the controlled undertakings cross or reach the lowest
applicable threshold themselves.

xvi Example: Correction of a previous notification.

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   Sprache:        Deutsch
   Unternehmen:    Adler Group S.A.
                   55, Allée Scheffer
                   L-2520 Senningerberg
                   Luxemburg
   Internet:       www.adler-group.com

   Ende der Mitteilung    DGAP News-Service
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1388439 01.07.2022
 ISIN  LU1250154413

AXC0200 2022-07-01/13:40

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